Our Philosophy
We believe that it is one thing to receive guidance and advice, but finding and implementing a suitable solution is another. We have been implementing a wide variety of solution for nearly a decade for asset managers, brokers, research analysts and corporate finance advisers. Our solutions consist of systems and services built on architecture, which is customisable and flexible and covers a wide variety of areas. We combine tools and frameworks as well as advice which ties together the whole range of areas such as compliance to accounting to operations into a holistic system. We are constantly designing and adding new tools and processes so please check in regularly!Tools
Below are a summary of the tools used in our system. All tools are used within a process.Trade Blotter
The trade blotter is used to record all the orders sent to a broker. It is typically used to implement pre-trade controls such as trade approvals as well as post-trade contols such as reconciliation and commission calculation.Callout Content Pre and post-trade controls are a regulatory requirement
Holdings Database
This database contains positions and is either input manually or calculated from the trade blotter. It is used to generate risk reports. Instead of calculating the positions from the trade block, it is also possible to input information from bank statements in order to aggregate positions for clients who have accounts with multiple custodians.Client Database
The client database contains information of the client, which will be fed into the trade blotter, used to generate risk reports and perform AML.;Client Statement Database
The client statement database holds all positions and transactions extracted from statements provided by the clients’ brokers and custodians.
Securities Master Database
The security master database contains all the securities traded, together with internally generated data such as risk ratings and approval status.
Display of Securities Being Approved